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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-10 |
| NC | RA | APPROVED | 2001-03-21 |
Branch Locations
2975 Dale Earnhardt Blvd, Kannapolis, NC 28083 • United States
221 North Main Street, Salisbury, NC 28114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger Corp | Salisbury | NC | 03/2001 | Present |
1. 3/19/2001 - F+M INVESTMENT SERVICES. 2. 11/18/2002 - NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENT - FIXED PRODUCTS ONLY - SALISBURY, NC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-04 |
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