Rex S Thatcher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 07/2018
  Guardian Life Insurance Co Of America
  Greenwood Village, CO
• 11/2008 → 07/2018
  Park Avenue Securities Llc
  Greenwood Village, CO
• 07/2018 → Present
  Lpl Financial
  Lakewood, CO

Previous Registrations

• 2005-01-04 → 2018-07-23
  Park Avenue Securities Llc
  Greenwood Village, CO
  Centennial, CO
• 1999-01-01 → 2005-01-03
  Greenmoor Investments,Inc.
  Greenwood Village, CO

Other Businesses

1) 07/20/2018 - Non-Variable Insurance - REX THATCHER - 2% - INVESTMENT RELATED - LAKEWOOD, CO 80235

Exams

• S66 Uniform Combined State Law Examination
  2004-07-12
• S63 Uniform Securities Agent State Law Examination
  1995-07-21

Designations

• Certified Financial Planner

Other Names

• Rex Stites Thatcher