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Adaptfirst Investments LLC CRD 289096
$108M regulatory AUM 5 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Kernersville, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-03 |
| TX | RA | APPROVED_RES | 2023-02-16 |
| SC | RA | APPROVED | 2021-04-16 |
| NY | RA | APPROVED | 2021-03-16 |
| NC | RA | APPROVED | 2019-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Charlotte | NC | 01/2016 | 10/2017 |
| The Prudential Insurance Company Of America | Greesnboro | NC | 02/2016 | 10/2017 |
| Innovation Partners Llc | Charlotte | NC | 10/2017 | 10/2019 |
| Garner Wealth Strategies | Greensboro | NC | 09/2017 | Present |
| Adaptfirst Investments Llc | Greensboro | NC | 10/2019 | Present |
Health Insurance and Medicare Supplements - Independent Health Insurance Agent (2013) varies hrs/mo Live Life in the Black (2012) - Children's Books and Specialty Items - Sell T-shirts - 1-5 hrs/mo NC A&T University- Adjunct Professor, Greenboro, NC, 20% of time, 10% of time during market hours Finance of America - (2020) - Mortgage Loan Processor - 160 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-18 |
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