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Current Employers
Adaptfirst Investments Llc

Kernersville, NC • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-03
TX RA APPROVED_RES 2023-02-16
SC RA APPROVED 2021-04-16
NY RA APPROVED 2021-03-16
NC RA APPROVED 2019-10-25
  • GA RA
    APPROVED
    Since 2023-08-03
  • TX RA
    APPROVED_RES
    Since 2023-02-16
  • SC RA
    APPROVED
    Since 2021-04-16
  • NY RA
    APPROVED
    Since 2021-03-16
  • NC RA
    APPROVED
    Since 2019-10-25

Branch Locations

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Charlotte NC 01/2016 10/2017
The Prudential Insurance Company Of America Greesnboro NC 02/2016 10/2017
Innovation Partners Llc Charlotte NC 10/2017 10/2019
Garner Wealth Strategies Greensboro NC 09/2017 Present
Adaptfirst Investments Llc Greensboro NC 10/2019 Present
Previous Registrations
Other Businesses

Health Insurance and Medicare Supplements - Independent Health Insurance Agent (2013) varies hrs/mo Live Life in the Black (2012) - Children's Books and Specialty Items - Sell T-shirts - 1-5 hrs/mo NC A&T University- Adjunct Professor, Greenboro, NC, 20% of time, 10% of time during market hours Finance of America - (2020) - Mortgage Loan Processor - 160 hrs/mo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-18
  • S66 Uniform Combined State Law Examination
    2015-03-18
Designations
Other Names
  • Leslie Garner
  • Leslie S Barbour
  • Leslie S Garner
  • Lesie Garner

View on SEC IAPD

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