Lisa Murray Lee

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → Present
  Osaic Wealth, Inc.
  Houston, TX
• 01/1997 → Present
  Fortis Investors, Inc.
  Bellaire, TX

Previous Registrations

• 1997-01-17 → 2024-01-19
  Woodbury Financial Services, Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1)TURNKEY COMPANY BENEFITS POSITION: Agent NATURE: LLC taxed as S Corp; Turnkey Company Benefits is a DBA of Lisa Lee INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 10/01/1987 ADDRESS: 12524 Cutten Rd, Suite A, Houston TX 77066 DESCRIPTION: Sales and service of Insurance and employee benefits. 2) SILVEROAK FINANCIAL GROUP POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/01/2022 ADDRESS: 10260 Westheimer Rd, Suite 300, Houston TX 77042, United States DESCRIPTION: Life insurance sales and service, marketing 3) BENEFIT CONCEPTS, INC POSITION: Agent NATURE: BCI is an insurance agency that was bought by Alliant as of 8/1/2021 and I am an agent who receives w2 compensation based on the commission I earn from my group insurance clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2021 ADDRESS: 10260 Westheimer, Suite 300, Houston TX 77042, United States DESCRIPTION: Sales and service of Insurance and employee benefits 4) SILVEROAK FINANCIAL GROUP, LLC POSITION: Long Term Care Insurance NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2018 ADDRESS: 10260 Westheimer Rd, Suite 300, Houston TX 77042, United States DESCRIPTION: review client information from Financial planning questionnaire (Forecaster)and evaluate need for Long Term Care Insurance 5) TURNKEY FINANCIAL SERVICES, LLC POSITION: Owner/President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2011 ADDRESS: 10260 Westheimer Rd, Suite 300, Houston TX 77042, United States DESCRIPTION: running payroll and 401k administration

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-23
• S63 Uniform Securities Agent State Law Examination
  1995-08-09

Designations

• Certified Financial Planner