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Christopher Allen Barnard

Ubs Financial Services Inc.

Hinsdale, IL

Oakbrook Terrace, IL

Oakbrook Terrac, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-09-06
TX RA APPROVED_RES 2000-08-25
  • IL RA
    APPROVED
    Since 2000-09-06
  • TX RA
    APPROVED_RES
    Since 2000-08-25

Branch Locations

Hinsdale, IL • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Oakbrook Terrace Tower One Tower Lane - Suite 640, Oakbrook Terrac, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Inc. Oakbrook Terrace IL 08/2000 Present
  • 08/2000 → Present
    Painewebber Inc.
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-23
S63 Uniform Securities Agent State Law Examination 1998-02-09
  • S65 Uniform Investment Adviser Law Examination
    1998-02-23
  • S63 Uniform Securities Agent State Law Examination
    1998-02-09
Other Names
  • Christopher A Barnard

View on SEC IAPD

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