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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-15 |
| UT | RA | APPROVED | 2009-10-05 |
Branch Locations
7730 Union Park Ave Ste 300, Midvale, UT 84047 • United States
Cedar Hills, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Midvale | UT | 03/2020 | Present |
Board of Directors; American Cancer Society; Board Member; 375 E. 100 S., , Salt Lake City, UT, 84111; Not Investment-Related; 03/15/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-02 |
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