Scott Everett Graul

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 03/2018
  Scottrade, Inc.
  St. Cloud, MN
• 10/2018 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 10/2018 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2018 → 10/2018
  Unemployed
  Plymouth, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Minnetonka, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Minnetonka, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Minnetonka, MN

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Minnetonka, MN
• 2018-10-22 → 2019-03-01
  Questar Asset Management, Inc.
  Minnetonka, MN
  Minneapolis, MN
• 2017-04-20 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO
• 2003-06-16 → 2005-02-02
  Td Ameritrade, Inc.
  Des Moines, IA

Other Businesses

1) SANDVOLD FINANCIAL GROUP POSITION: OPERATIONS MANAGER NATURE: OVERSEEING CASH INFLOWS AND OUT FLOWS FROM TRANSFERS, MANAGING CUSTOMER SERVICE TEAM INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/26/2018 ADDRESS: 10900 WAYZATA BLVD, SUITE 100, MINNETONKA MN 55305, United States DESCRIPTION: OVERSEEING CASH INFLOWS AND OUT FLOWS FROM TRANSFERS, MANAGING CUSTOMER SERVICE TEAM 2) SANDVOLD FINANCIAL GROUP POSITION: Financial Planner & Head of Operations NATURE: My current role is Head of Operations. I will retain this title and split my time 50/50 as Head of Operations and Financial Planner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 80 START DATE: 04/13/2020 ADDRESS: 10900 Wayzata Blvd, Suite 199, Minnetonka MN 55305, United States DESCRIPTION: Retain the position as head of operations. I will continue to oversee the activities of the service team and will spend the remainder of the day as a financial planner.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-13
• S63 Uniform Securities Agent State Law Examination
  1995-11-09