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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| NV | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
1260 Centennial Centre Blvd #300, Oneida, WI 54155 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Green Bay | WI | 06/1995 | 10/2017 |
| Woodbury Financial Services Inc | Oneida | WI | 10/2017 | 01/2024 |
| Osaic Wealth, Inc. | Oneida | WI | 01/2024 | Present |
1. KAS INVESTMENT SERVICES INC. POSITION: Sales Rep NATURE: S. Corporation--KAS investment Services, Inc. The Outside business activity is: Funeral Trusts using Guardian Life. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 1260 Centennial Ctr. Blvd., P.O. Box 11733, Green Bay WI 54307, United States DESCRIPTION: Sales representative for Guardian Life in the event a Funeral Trust fits within a client's needs and estate plan
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
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