Best Investors Account Sign in
Employer firm

American Independent Securities Group, LLC CRD 135288

$986M regulatory AUM 4,385 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
American Independent Securities Group, Llc

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-04-12
  • CO RA
    APPROVED
    Since 2012-04-12

Branch Locations

664 S Rivershore Lane Suite 150, Eagle, ID 83616 • USA

Denver, CO • United States

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Independent Securities, Llc Eagle ID 05/2010 Present
  • 05/2010 → Present
    American Independent Securities, Llc
    Eagle, ID
Other Businesses

Darvin Asset Management. 306 S. Lookout Mountain Rd. Golden, CO 80401. Owner, Representative. Investment related, doing business as Darvin Asset Management. 40 hrs/week during trading hours. Darvin Asset Management. 306 S. Lookout Mountain Rd. Golden, CO 80401. Owner, Agent. Not investment related, Independent Insurance Agent. Sell life insurance doing business as Darvin Asset Management. 0 hrs/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-11
S66 Uniform Combined State Law Examination 2005-08-24
  • S65 Uniform Investment Adviser Law Examination
    2012-04-11
  • S66 Uniform Combined State Law Examination
    2005-08-24
Other Names
  • Nick James Darvin

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Eagle, ID

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor