Douglas Scott Francis Ellis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1990 → Present
  Self Employed
  Vavaville, CA
• 06/1995 → 09/2025
  Avantax Investment Services, Inc.
  Vacaville, CA
• 01/2005 → 09/2025
  Avantax Advisory Services
  Vacaville, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-11 → 2025-09-05
  Avantax Advisory Services
  Vacaville, CA
  Vacaville, CA
  Vacaville, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-08
• S63 Uniform Securities Agent State Law Examination
  1995-08-24