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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-24
IL RA APPROVED 2016-04-19
  • AZ RA
    APPROVED
    Since 2025-11-24
  • IL RA
    APPROVED
    Since 2016-04-19

Branch Locations

Paradise Valley, AZ • United States

2609 Montega Dr, Springfield, IL 62704 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J & T Investors Inc. Springfield IL 02/1995 Present
Kestra Advisory Services, Llc Springfield IL 04/2016 Present
Kestra Investment Services, Llc Springfield IL 02/2003 Present
  • 02/1995 → Present
    J & T Investors Inc.
    Springfield, IL
  • 04/2016 → Present
    Springfield, IL
  • 02/2003 → Present
    Kestra Investment Services, Llc
    Springfield, IL
Previous Registrations
  • 1998-09-03 → 2003-02-10
    Raymond James Financial Services, Inc.
    Springfiled, IL
Other Businesses

Business Name: National Investment Advisors, Inc. Investment Related: Yes Address: 2609 Montega Drive Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 7/1/1998 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I co-own the business with Todd Hamerlinck another NFP repBusiness Name: Surprise Pavilions, LLC Investment Related: No Address: 2609 Montega Drive Springfield IL 62704 Nature of Business: Real Estate Position, Title or Relationship: Member of LLC that owns rental property Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Member of LLC that owns rental propertyBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: D&J Real Estate Investment LLC Investment Related: No Address: 4620 N 68th St, 154 Scottsdale AZ 85251 Nature of Business: Real Estate Position, Title or Relationship: Property Owner Start Date: 1/21/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I may choose to rent the condo when I'm not using it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-29
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S65 Uniform Investment Adviser Law Examination
    1998-08-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31
Other Names
  • John David Ross

View on SEC IAPD

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