Jeffrey Joon Yee Tong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 10/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Akron, OH
• 01/2012 → 10/2016
  Bank Of America, N.A.
  Akron, OH
• 10/2016 → 07/2020
  Morgan Stanley
  Akron, OH
• 12/2016 → 07/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2020 → 02/2023
  Boenning & Scattergood, Inc.
  Beachwood, OH
• 02/2023 → Present
  Lpl Financial, Llc
  Cleveland, OH

Previous Registrations

• 2020-07-01 → 2023-03-09
  Boenning & Scattergood, Inc.
  Cleveland, OH
• 2016-10-03 → 2020-07-02
  Morgan Stanley
  Akron, OH
• 2012-02-13 → 2016-10-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Akron, OH
  Akron, OH

Exams

• S66 Uniform Combined State Law Examination
  2012-02-10
• S63 Uniform Securities Agent State Law Examination
  2007-06-07
• S65 Uniform Investment Adviser Law Examination
  2005-05-04

Other Names

• Jeffrey Tong