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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-06 |
| MO | RA | APPROVED | 2024-10-18 |
Branch Locations
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
1301 W 5Th Street [Satellite], Washington, MO 63090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | MO | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Washington | MO | 09/2022 | Present |
BWB FINANCIAL LLC, INV RELATED, WASHINGTON, MO, 100% OWNERSHIP, START 6/3/2022, 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE. FINTERIS EAST LLC, INV RELATED, WASHINGTON, MO, 20% OWNERSHIP, START 6/3/2022, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE. L905 LLC, INV RELATED, WASHINGTON, MO, 70% OWNERSHIP, START 6/3/2022, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE. 1301 LANDMARK, LLC, INVT RELATED, WASHINGTON, MO, 25% OWNERSHIP, START DATE 3/6/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, COMMERCIAL PROPERTY FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-11-11 |
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