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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-07
  • FL RA
    APPROVED
    Since 2026-05-07

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Sarasota, FL • United States

Bull Harbor Capital Llc.

7101 Wisconsin Avenue, Suite 1202, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-20
FL RA APPROVED 2024-09-04
MD RA APPROVED 2024-07-17
  • OH RA
    APPROVED
    Since 2024-09-20
  • FL RA
    APPROVED
    Since 2024-09-04
  • MD RA
    APPROVED
    Since 2024-07-17

Branch Locations

7101 Wisconsin Avenue, Suite 1202, Bethesda, MD 20814 • United States

Sarasota, FL • United States

1801 E Ninth Street Suite 1600, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gries Financial Llc Cleveland OH 01/2016 04/2026
Arax Advisory Partners, Llc Denver CO 04/2026 Present
  • 01/2016 → 04/2026
    Gries Financial Llc
    Cleveland, OH
  • 04/2026 → Present
    Arax Advisory Partners, Llc
    Denver, CO
Previous Registrations
Other Businesses

Dreamfinders Land Bank; Investment Related; 14701 Phillips Highway Suite 300 Jacksonville FL 32256; Investment fund that buys and sells land; Consultant; started September 2020; 1 hour devoted per month after trading hours; Consult on market color, ways to raise funds, interest rate outlook, stock outlook, etc. No client contact. The 4100 Group, Executive Director Chief Financial Officer, Bull Harbor Capital Chief Investment Officer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 1996-09-12
  • S65 Uniform Investment Adviser Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    1996-09-12
Other Names
  • Kenneth R Brodkowitz

View on SEC IAPD

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