Keith Terrence Klein

Current Employers

Employment History

• 03/2011 → 12/2016
  Foothill Securities Inc
  Phoenix, AZ
• 03/2011 → 12/2018
  Cue Financial Group, Inc.
  Phoenix, AZ
• 03/2011 → Present
  Turning Pointe Wealth Management
  Phoenix, AZ
• 12/2016 → 01/2020
  Securities America, Inc.
  Tempe, AZ
• 04/2018 → 01/2020
  Pfg Advisors, Llc
  Tempe, AZ
• 01/2020 → 09/2023
  Sagepoint Financial, Inc.
  Tempe, AZ
• 01/2020 → Present
  The Ameriflex Group, Inc.
  Tempe, AZ
• 09/2023 → 06/2025
  Osaic Wealth, Inc.
  Gilbert, AZ
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2018-04-18 → 2020-01-31
  Pfg Advisors
  Phoenix, AZ
  Phoenix, AZ
• 2011-03-29 → 2018-12-31
  Cue Financial Group, Inc.
  Scottsdale, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2005-04-26 → 2011-03-31
  Northwestern Mutual Investment Services, Llc
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Tucson, AZ

Other Businesses

1. THE AMERIFLEX GROUP, 8485 W Sunset Rd #204, Las Vegas NV 89113, United States, 06/2025, IAR, RIA AFFILIATION, NIR, 130 HR/MO - 130 HR/MO TRADING. 2. GOTTA BELIEVE ATHLETIC CLUB, 34522 N Scottsdale Ste 120-124, Scottsdale AZ 85266, United States, 06/2025, SECRETARY/ADMIN, NIR/ 2 HR/MO - 0 HR/MO TRADING. 3. TURNING POINTE WEALTH MANAGEMENT, 60 E Rio Salado Pkwy, Suite 900, Tempe AZ 85281, United States, 06/2025, DBA NAME, IAR, INV REL, 30 HR/MO - 30 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1995-08-02

Designations