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Kristopher Michal Samiec

Pnc Wealth Management LLC

Chicago, IL

CRD 2632530

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-11-10
  • IL RA
    APPROVED
    Since 2011-11-10

Branch Locations

One North Franklin 20Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Chicago IL 11/2011 Present
  • 11/2011 → Present
    Pnc Investments
    Chicago, IL
Previous Registrations
  • 2010-10-14 → 2011-11-09
    Valic Financial Advisors, Inc.
    Chicago, IL
  • 2005-08-25 → 2006-12-11
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
  • 1998-03-13 → 2005-08-29
    Morgan Stanley Dw Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
S65 Uniform Investment Adviser Law Examination 1997-03-06
S63 Uniform Securities Agent State Law Examination 1995-07-21
  • S66 Uniform Combined State Law Examination
    2010-10-01
  • S65 Uniform Investment Adviser Law Examination
    1997-03-06
  • S63 Uniform Securities Agent State Law Examination
    1995-07-21

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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