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David Scott Sivel

Collective Family Office, LLC

York, PA

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Current Employers
Collective Family Office, Llc

235 St. Charles Way Suite 200, York, PA 17402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-05-13
  • PA RA
    APPROVED
    Since 2019-05-13

Branch Locations

235 St. Charles Way Suite 200, York, PA 17402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bny Mellon Wealth Management Harrisburg PA 03/2015 05/2019
Collective Family Office, Llc York PA 05/2019 Present
Previous Registrations
  • 2009-02-02 → 2015-03-23
    M&T Securities, Inc.
    York, PA
    Lancaster, PA
    Buffalo, NY
    Lancaster, PA
    Hanover, PA
    Lancaster, PA
    Gettysburg, PA
    Lancaster, PA
    Lancaster, PA
    Lancaster, PA
    Lancaster, PA
    Honey Brook, PA
    Lebanon, PA
    Lancaster, PA
    Lebanon, PA
    New Holland, PA
    Intercourse, PA
    Elizabethtown, PA
    York, PA
    Lancaster, PA
    Hanover, PA
    Hanover, PA
    Hanover, PA
    Hanover, PA
    Hanover, PA
    Spring Grove, PA
    Gettysburg, PA
  • 2004-04-19 → 2006-12-09
    Sivel Capital Management, Inc
    Schwenksville, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-05-22
S65 Uniform Investment Adviser Law Examination 2001-06-27
  • S63 Uniform Securities Agent State Law Examination
    2009-05-22
  • S65 Uniform Investment Adviser Law Examination
    2001-06-27
Designations
Other Names
  • David Scott Sivel
  • David S Sivel

View on SEC IAPD

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