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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
CA RA APPROVED 2003-04-29
  • TX RA
    APPROVED
    Since 2021-03-08
  • CA RA
    APPROVED
    Since 2003-04-29

Branch Locations

9245 Laguna Springs Dr Ste 100, Elk Grove, CA 95758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Elk Grove CA 05/1995 Present
Principal Securities Inc Elk Grove CA 06/1995 Present
Juilano Financial Services Elk Grove CA 09/2002 09/2022
Almond Valley Wealth Management Elk Grove CA 12/2020 Present
  • 05/1995 → Present
    Principal Life Insurance Company
    Elk Grove, CA
  • 06/1995 → Present
    Elk Grove, CA
  • 09/2002 → 09/2022
    Juilano Financial Services
    Elk Grove, CA
  • 12/2020 → Present
    Almond Valley Wealth Management
    Elk Grove, CA
Other Businesses

**OUTSIDE INSURANCE HEALTH AND GROUP BENEFITS, BROKER, 1/4/11. **Fixed Insurance; Investment Related; Elk Grove, CA; Agent; Fixed Life, Annuity, DI; Start Date: 12/19/2020; 2 hrs per month; 2 during trading hours. **INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/19/2020 ADDRESS: 9245 Laguna Springs Drive, STE 100, Elk Grove CA 95758, United States DESCRIPTION: Fixed Life, Annuity, DI, Long Term Care **GRACE COMMUNITY CHURCH POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 9661 Elk Grove Florin Rd A, Elk Grove CA 95624, United States DESCRIPTION: Oversee direction of local church, help with direction of church budget, building repairs, improvements and scheduling. The church administrator writes checks and oversees daily business activities. I am a backup signer. Three other individuals take priority over me. Two signatures are required.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-10
S63 Uniform Securities Agent State Law Examination 1995-08-01
  • S66 Uniform Combined State Law Examination
    2003-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-01
Designations

View on SEC IAPD

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