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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
Branch Locations
200 N Main St Ste 12, East Longmeadow, MA 01028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donald R Giguere, Cpa (Self-Employed) | East Longmeadow | MA | 01/1997 | Present |
| Giguere Financial Consulting | E. Longmeadow | MA | 08/1997 | 10/2016 |
| Investors Capital Corp. | Lynnfield | MA | 08/1997 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| St. Michael'S Church | East Longmeadow | MA | 01/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1997; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE. 2. NAME OF OTHER BUSINESS: DONALD R. GIGUERE CPA LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING & TAX FIRM; START DATE: 2007; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 20 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING AND TAX SERVICES. 3. NAME OF OTHER BUSINESS: ST. MICHAEL'S CHURCH; INVESTMENT RELATED: NO; ADDRESS: 128 MAPLE STREET, EAST LONGMEADOW, MA 01028; NATURE OF BUSINESS: CHURCH; START DATE: 1999; POSITION/TITLE/RELATIONSHIP: CFO/PARISH ACCOUNTANT; APX NUMBER OF HOURS PER WEEK: 3 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CFO/PARISH ACCOUNTANT - BOOKKEEPING FOR THE CHURCH 5. ST MICHAELS, A SAINT VINCENT DE PAUL CHARITABLE ORGANIZATION NOT INVESTMENT RELATED, 128 MARIE ST, EAST LONGMEADOW, MA 01028, NON-PROFIT, STARTED 10/2018, POSITION/TITLE/RELATIONSHIP: BOOKKEEPER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: KEEP BOOKS FOR SMALL CHARITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-20 |
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