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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-03
  • NY RA
    APPROVED
    Since 2022-08-03

Branch Locations

Cwm Retail, Sales 170 N. Main Street, New City, NY 10956 • United States

Cwm Retail, Sales 250 Route 59, Ramapo, NY 10901 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iaabo/Asa Pearl River NY 11/2007 Present
Iaabo Pearl River NY 11/2008 Present
International Association Of Approved Basketball Officials White Plains NY 12/2009 Present
J.P. Morgan Securities Llc New City NY 10/2012 01/2022
Jpmorgan Chase Bank, N.A. New York NY 07/2015 01/2022
Citigroup New York NY 03/2022 Present
  • 11/2007 → Present
    Iaabo/Asa
    Pearl River, NY
  • 11/2008 → Present
    Iaabo
    Pearl River, NY
  • 12/2009 → Present
    International Association Of Approved Basketball Officials
    White Plains, NY
  • 10/2012 → 01/2022
    J.P. Morgan Securities Llc
    New City, NY
  • 07/2015 → 01/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2022 → Present
    Citigroup
    New York, NY
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB; NAME OF ENTITY: BOARD OF COOPERATIVE EDUCATIONAL SERVICES / INTERNATIONAL ASSOCIATION OF APPROVED BASKETBALL OFFICIALS; POSITION: REFEREE START DATE: 12/9/2009; ADDRESS: 1606 White Plains, New York; HOURS DEDICATED (per month unless otherwise indicated): 20-25; HOURS DURING TRADING: 0; INVESTMENT RELATED: NO ///// USA LACROSSE; Not Investment-related; Nature: Officiate Youth Lacrosse; Rockland County, NY; Started: 3/26/2022; Title: Lacrosse Official; Duties: Officiate youth lacrosse seasonal; 0 hours are devoted each month during securities trading hours; 15 hours are devoted each month outside of securities trading hours.///// IAABO/ BOCES NJBTL; Not Investment-related; Nature: Basketball officiating young and adult basketball leagues; Rockland County, NY; Started: 01/01/2022; Title: Basketball official; Duties: Officiate youth and adult basketball leagues. Games are seasonal.; 0 hours are devoted each month during securities trading hours; 20 hours are devoted each month outside of securities trading hours. /////IAABO Board 45/ BOCES NJBTL; Not Investment-related; Nature: Basketball Officiating Youth and Adult Basketball Leagues.; Rockland County, NY; Started: January 1, 2022.; Title: Basketball Official and Treasurer of Board 45. ; Duties: Officiate Youth and Adult Basketball Leagues. Games are seasonal. Board treasurer responsible for collecting dues from approx. 120 members. Also send out less than 10 checks a year to cover board dues and expenses.; 0. hours are devoted each month during securities trading hours; 11-20. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-19
S63 Uniform Securities Agent State Law Examination 2005-03-12
  • S66 Uniform Combined State Law Examination
    2022-07-19
  • S63 Uniform Securities Agent State Law Examination
    2005-03-12

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