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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-03 |
Branch Locations
Cwm Retail, Sales 170 N. Main Street, New City, NY 10956 • United States
Cwm Retail, Sales 250 Route 59, Ramapo, NY 10901 • United States
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iaabo/Asa | Pearl River | NY | 11/2007 | Present |
| Iaabo | Pearl River | NY | 11/2008 | Present |
| International Association Of Approved Basketball Officials | White Plains | NY | 12/2009 | Present |
| J.P. Morgan Securities Llc | New City | NY | 10/2012 | 01/2022 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2015 | 01/2022 |
| Citigroup | New York | NY | 03/2022 | Present |
ACTIVITY TYPE: 3 - SECOND JOB; NAME OF ENTITY: BOARD OF COOPERATIVE EDUCATIONAL SERVICES / INTERNATIONAL ASSOCIATION OF APPROVED BASKETBALL OFFICIALS; POSITION: REFEREE START DATE: 12/9/2009; ADDRESS: 1606 White Plains, New York; HOURS DEDICATED (per month unless otherwise indicated): 20-25; HOURS DURING TRADING: 0; INVESTMENT RELATED: NO ///// USA LACROSSE; Not Investment-related; Nature: Officiate Youth Lacrosse; Rockland County, NY; Started: 3/26/2022; Title: Lacrosse Official; Duties: Officiate youth lacrosse seasonal; 0 hours are devoted each month during securities trading hours; 15 hours are devoted each month outside of securities trading hours.///// IAABO/ BOCES NJBTL; Not Investment-related; Nature: Basketball officiating young and adult basketball leagues; Rockland County, NY; Started: 01/01/2022; Title: Basketball official; Duties: Officiate youth and adult basketball leagues. Games are seasonal.; 0 hours are devoted each month during securities trading hours; 20 hours are devoted each month outside of securities trading hours. /////IAABO Board 45/ BOCES NJBTL; Not Investment-related; Nature: Basketball Officiating Youth and Adult Basketball Leagues.; Rockland County, NY; Started: January 1, 2022.; Title: Basketball Official and Treasurer of Board 45. ; Duties: Officiate Youth and Adult Basketball Leagues. Games are seasonal. Board treasurer responsible for collecting dues from approx. 120 members. Also send out less than 10 checks a year to cover board dues and expenses.; 0. hours are devoted each month during securities trading hours; 11-20. hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-12 |
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