Brian Miserlian

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 07/2021
  Fidelity Brokerage Services, Llc
  Greenwood Village, CO
• 07/2018 → 01/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 07/2021 → 10/2022
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 07/2021 → 10/2022
  Capfinancial Securities Llc
  Raleigh, NC
• 10/2022 → Present
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 10/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2021-08-19 → 2022-10-26
  Captrust
  Lone Tree, CO
• 2018-07-13 → 2021-06-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-06-19 → 2018-07-13
  Strategic Advisers Llc
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2014-06-09
• S63 Uniform Securities Agent State Law Examination
  2013-12-12

Other Names

• Brian Robert Miserlian