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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-01-06
  • NJ RA
    APPROVED
    Since 2004-01-06

Branch Locations

1221 Liberty Ave, Hillside, NJ 07205 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

705 W Saint Georges Ave, Linden, NJ 07036 • United States

175 Passaic Ave, Kearny, NJ 07032 • United States

813 Bloomfield Ave, West Caldwell, NJ 07006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hillside NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hillside NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-05
S63 Uniform Securities Agent State Law Examination 1995-08-21
  • S65 Uniform Investment Adviser Law Examination
    1995-09-05
  • S63 Uniform Securities Agent State Law Examination
    1995-08-21

View on SEC IAPD

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