Brandon Bay

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → 12/2022
  Equitable Advisors, Llc
  New York, NY
• 12/2022 → Present
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Previous Registrations

• 2000-01-11 → 2022-12-19
  Equitable Advisors, Llc
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

Real Estate Ownership; Single Family; 2130 Manning Ave., , Los Angeles, CA, 90025; Not Investment-Related; 08/06/2022. Independent Insurance Brokering; American General; 04/06/2006; / American National; 02/27/2015; / Brighthouse; 11/14/2014; / Genworth; 01/01/2007; / Legal and General; 01/01/2022; / Penn Mutual Life Insurance; 05/17/2010; / Prudential/ Hartford; 12/13/2006; / Transamerica; 08/12/2020; Fixed Annuity / United Omaha; 07/08/2014; / Equitable Advisor; 02/01/1996; Term Life, Fixed Annuity, Universal Life, Whole Life / Accordia Life; 09/13/2023; Universal Life.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1996-01-23

Other Names

• Brandon Il Bae
• Young I Bae
• Young Il Bae
• Brandon Il Bae
• Brandon Il Bay