Roland Emmanuel King

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → 09/2025
  Avantax Investment Services, Inc.
  St. Albans, NY
• 03/1997 → 09/2025
  Avantax Advisory Services
  St. Albans, NY
• 07/1997 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Weston, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2008-01-15 → 2025-09-05
  Avantax Advisory Services
  Weston, FL

Other Businesses

1) Fiduciary Appointment-Trustee~'NIR'~772 SUNFLOWER CIR~WESTON~FL~33327-2101~6/22/2015~8hrs~4hrs~REP OF RECORD CO-TTEE WITH SPOUSE. 2) Roland E. King, CPA, MBA~'NIR'~772 SUNFLOWER CIRCLE~WESTON~FL~33327-2101~Tax Preparation/Accounting~Tax Preparation/Accounting~10/1/1997~60hrs~25hrs~WRITE UP AND TAX PREP. 3) SAVANNA ASSOCIATION~'NIR'~1300 SAVANNA COMMONS DRIVE~WESTON~FL~33327~Board Position/Officer~Other~5/19/2020~2hrs~0hrs~Each board member participate in decision-making for Savanna residents (my gated community) exercising their best judgement in applying Federal, State and local laws that adheres to its mission.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-07-12

Other Names

• Roland E King