Timothy James Wong

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	08/2015	10/2016
Scottrade, Inc.	Fort Lee	NJ	01/2017	02/2018
Td Ameritrade, Inc.	Fort Lee	NJ	02/2018	01/2021
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	01/2021
Morgan Stanley	New York	NY	12/2020	12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	12/2021	07/2025
Oppenheimer & Co. Inc.	Florham Park	NJ	06/2026	Present
Pnc	Millburn	NJ	08/2025	06/2026

08/2015 → 10/2016

Ubs Financial Services Inc.

Weehawken, NJ
01/2017 → 02/2018

Scottrade, Inc.

Fort Lee, NJ
02/2018 → 01/2021

Td Ameritrade, Inc.

Fort Lee, NJ
02/2018 → 01/2021

Td Ameritrade Investment Management, Llc

Omaha, NE
12/2020 → 12/2021

Morgan Stanley

New York, NY
12/2021 → 07/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ
06/2026 → Present

Oppenheimer & Co. Inc.

Florham Park, NJ
08/2025 → 06/2026

Pnc

Millburn, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-09
S63	Uniform Securities Agent State Law Examination	1996-01-12

Other Firms