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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-16 |
| MI | RA | APPROVED | 2010-01-07 |
Branch Locations
77 Kercheval Ave, Grosse Pointe Farms, MI 48236 • United States
Troy, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Grosse Pointe Woods | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Grosse Pointe Woods | MI | 11/2016 | Present |
TRUSTEE FOR MOTHER; INV RELATED; TROY, MI; START: 10/7/16; 1 HR/MO; 0 DURING TRADING. TRUSTEE FOR MOTHER; INV RELATED; TROY, MI; START: 10/26/16; 1 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-06 |
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