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Lawrence Nicotera

Empower Advisory Group, LLC

North Conway, NH

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-06-30
  • NH RA
    APPROVED
    Since 2025-06-30

Branch Locations

North Conway, NH • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Institutional Services Company, Inc. Boston MA 10/1997 10/2016
Gwfs Equities, Inc. Waltham MA 03/2017 Present
Fidelity Investments Smithfield RI 02/1995 10/2016
Unemployed Medfield MA 11/2016 02/2017
  • 10/1997 → 10/2016
    Fidelity Investments Institutional Services Company, Inc.
    Boston, MA
  • 03/2017 → Present
    Gwfs Equities, Inc.
    Waltham, MA
  • 02/1995 → 10/2016
    Fidelity Investments
    Smithfield, RI
  • 11/2016 → 02/2017
    Unemployed
    Medfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-20
S63 Uniform Securities Agent State Law Examination 1995-09-19
  • S65 Uniform Investment Adviser Law Examination
    2017-06-20
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
Other Names
  • Larry Nicotera
  • Larry Nicotera

View on SEC IAPD

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