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Sean M Reilly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mill Valley, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-18
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-18
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2 Belvedere Pl, Mill Valley, CA 94941 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 Present
Bank Of America,N.A. San Francisco CA 06/2011 Present
Previous Registrations
  • 2000-11-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-11
S63 Uniform Securities Agent State Law Examination 1995-08-25
  • S65 Uniform Investment Adviser Law Examination
    1998-03-11
  • S63 Uniform Securities Agent State Law Examination
    1995-08-25
Other Names
  • Sean Michael Reilly
  • Sean Reilly

View on SEC IAPD

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Other Offices

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DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
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BAYHUNT CAPITAL LLC · MILL VALLEY, CA
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