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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-10-02 |
| TX | RA | APPROVED | 2019-09-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Westwood | KS | 06/1995 | 09/2019 |
| Various Insurance Carriers For W & R Insurance Agencies | Kansas City | MO | 08/1995 | 09/2019 |
| Fpa Of Greater Kansas City | Topeka | KS | 01/2015 | 09/2019 |
| David Jackson Rental Property | Kansas City | MO | 01/2018 | Present |
| Modern Horizons Group Llc | Kansas City | MO | 04/2019 | Present |
| Lpl Financial, Llc | Westwood | KS | 09/2019 | Present |
1. 10/3/2019 - Modern Horizons Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/17/2019 - 160 Hours Per Month - Time Spent 100%. 2. 10/3/2019 - DJ Jackson LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 1/1/2017. 3. 10/3/2019 - No Business Name - Investment Related - Kansas City, MO 64127 - Real Estate Rental - Started 01/01/2017 - Time Spent 1%. 4. 10/3/2019 - No Business Name - Investment Related - Kansas City, MO and Crossett, AR - Real Estate Rental - Started 01/01/2010 - 2 Hours Per Month/1 Hour During Securities Trading. 5. 2/21/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/13/2020 - 1 Hour Per Month During Securities Trading - Various insurance carriers. 6. 7/30/2020 - modern horizons wealth advisors - Investment Related - 1900 w 47th pl, 320, westwood, ks 66205 - Real Estate Rental - Start Date: 08/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Subleasing 2 offices within suite.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-21 |
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