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David Jerome Jackson

LPl Financial LLC

Westwood, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-10-02
TX RA APPROVED 2019-09-20
  • KS RA
    APPROVED
    Since 2019-10-02
  • TX RA
    APPROVED
    Since 2019-09-20

Branch Locations

1900 W 47Th Pl Ste 320, Westwood, KS 66205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Westwood KS 06/1995 09/2019
Various Insurance Carriers For W & R Insurance Agencies Kansas City MO 08/1995 09/2019
Fpa Of Greater Kansas City Topeka KS 01/2015 09/2019
David Jackson Rental Property Kansas City MO 01/2018 Present
Modern Horizons Group Llc Kansas City MO 04/2019 Present
Lpl Financial, Llc Westwood KS 09/2019 Present
  • 06/1995 → 09/2019
    Waddell & Reed, Inc.
    Westwood, KS
  • 08/1995 → 09/2019
    Various Insurance Carriers For W & R Insurance Agencies
    Kansas City, MO
  • 01/2015 → 09/2019
    Fpa Of Greater Kansas City
    Topeka, KS
  • 01/2018 → Present
    David Jackson Rental Property
    Kansas City, MO
  • 04/2019 → Present
    Modern Horizons Group Llc
    Kansas City, MO
  • 09/2019 → Present
    Westwood, KS
Previous Registrations
  • 1997-07-01 → 2019-09-24
    Waddell & Reed
    Shawnee, KS
    Kansas City, MO
    Kansas City, MO
    Kansas City, MO
    Kansas City, MO
    Independence, MO
    Kansas City, MO
    Edmond, OK
    Westwood, KS
Other Businesses

1. 10/3/2019 - Modern Horizons Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/17/2019 - 160 Hours Per Month - Time Spent 100%. 2. 10/3/2019 - DJ Jackson LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 1/1/2017. 3. 10/3/2019 - No Business Name - Investment Related - Kansas City, MO 64127 - Real Estate Rental - Started 01/01/2017 - Time Spent 1%. 4. 10/3/2019 - No Business Name - Investment Related - Kansas City, MO and Crossett, AR - Real Estate Rental - Started 01/01/2010 - 2 Hours Per Month/1 Hour During Securities Trading. 5. 2/21/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/13/2020 - 1 Hour Per Month During Securities Trading - Various insurance carriers. 6. 7/30/2020 - modern horizons wealth advisors - Investment Related - 1900 w 47th pl, 320, westwood, ks 66205 - Real Estate Rental - Start Date: 08/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Subleasing 2 offices within suite.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-21
Designations
Other Names
  • David Jackson

View on SEC IAPD

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