Richard Halden Hutchins

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-11-05
CA	RA	APPROVED	2019-02-27
TX	RA	APPROVED_RES	2018-10-04
OR	RA	APPROVED	2009-09-14

AZ RA
APPROVED

Since 2025-11-05
CA RA
APPROVED

Since 2019-02-27
TX RA
APPROVED_RES

Since 2018-10-04
OR RA
APPROVED

Since 2009-09-14

Branch Locations

20551 N Pima Rd Suite 200, #22, Scottsdale, AZ 85255 • United States

3210 Hillcrest Park Drive Suite 200, Medford, OR 97504 • United States

1495 Nw Garden Valley Suite 201, Roseburg, OR 97471 • United States

810 Main Street Suite 102, Klamath Falls, OR 97601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co	Medford	OR	09/2009	Present

09/2009 → Present

D.A. Davidson & Co

Medford, OR

Previous Registrations

2009-06-01 → 2009-09-24

Morgan Stanley

Medford, OR
2003-04-23 → 2009-06-01

Citigroup Global Markets Inc.

Medford, OR

Medford, OR

Other Businesses

1) SOUTHERN EXPEDITION, LLC (DBA ROCKET BROTHERS ESPRESSO), BROKEN ARROW, OK 74012; NON-INVESTMENT RELATED; 20% OWNER IN LLC SINCE 12/2003; 1-2 HRS/MO.; NO TIME DEVOTED TO BUSINESS DURING MARKET HOURS. 2) KIDS UNLIMITED OF SOUTHERN OREGON, MEDFORD, OR; BOARD MEMBER SINCE 2005; NON-INVESTMENT RELATED ACTIVITY; 1 HR/MO DEVOTED TO THIS ACTIVITY AND IT IS DURING MARKET HOURS. 3) BUSHNELL FOUNDATION; INVESTMENT RELATED; EUGENE, OR; NON-PROFIT; TREASURER; START 1/12/23; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR THE FUNDS ON THE CORPORATION AND MAINTAINING ACCURATE ACCOUNTS OF RECIEPTS AND DISBURSEMENTS. 4) EXECUTOR OF AN ESTATE; NON-INVESTMENT RELATED; PERSONAL REPRESENTATIVE OF ESTATE; START 2/20/24. 5) CRATER WRESTLING BOOSTERS; NON-INVESTMENT RELATED; MEDFORD, OR; NON-PROFIT; BOARD MEMBER / VICE PRESIDENT; START 5/1/24; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS. 6) RESIDENTIAL RENTAL PROPERTY; INVESTMENT RELATED; LAKELAND, FL; OWNER/LANDLORD; START 8/15/26; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; OWNER OF RENTAL PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-24
S63	Uniform Securities Agent State Law Examination	1997-10-03

S65 Uniform Investment Adviser Law Examination

2000-03-24
S63 Uniform Securities Agent State Law Examination

1997-10-03

Other Names

Rick Hutchins

View on SEC IAPD