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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bb&T Securities Winston-Salem NC 08/2015 02/2021
Truist Investment Services, Inc. Winston-Salem NC 02/2021 Present
Truist Advisory Services, Inc. Winston-Salem NC 02/2021 Present
  • 08/2015 → 02/2021
    Bb&T Securities
    Winston-Salem, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Winston-Salem, NC
  • 02/2021 → Present
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-05
S63 Uniform Securities Agent State Law Examination 1996-12-09
  • S65 Uniform Investment Adviser Law Examination
    1997-02-05
  • S63 Uniform Securities Agent State Law Examination
    1996-12-09

View on SEC IAPD

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