Fanning Tucker Oakley

Current Employers

Oakley Capital Group

Rancho Mission Viejo, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-05-29

CA RA
APPROVED

Since 2014-05-29

Branch Locations

Ladera Ranch, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Ladera Ranch	CA	03/2011	09/2019
Oakley Capital Group	Ladera Ranch	CA	09/2019	Present

03/2011 → 09/2019

Unemployed

Ladera Ranch, CA
09/2019 → Present

Oakley Capital Group

Ladera Ranch, CA

Other Businesses

Casa de Amma Not investment related 27231 Calle Arroyo San Juan Capistrano, CA 92675 Residential Apartment Community for Special Needs Adults Director of Finance & Operations Director 9/2021 160 Hours per month 8 hours/day, 5 days per week Responsible for accounting functions and maintenance and repair of the facilities Sterling Research, LLC Not investment related 2000 Corporate Drive, 414 Ladera Ranch, CA 92694 Self Storage Feasibility Studies Co-owner/Principal 7/2021 20 hours per week 1 to 2 hours I perform feasibility studies on proposed self storage projects Self Storage Works Not investment related 2000 Corporate Drive, 414 Ladera Ranch, CA 92694 Self Storage Feasibility/Start up/Management Consultant Consultant 9/2020 20 hours/month 1 to 2 hours per day I assemble feasibility studies for proposed self storage projects

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-10
S63	Uniform Securities Agent State Law Examination	2006-09-27
S66	Uniform Combined State Law Examination	2002-09-03

S65 Uniform Investment Adviser Law Examination

2014-03-10
S63 Uniform Securities Agent State Law Examination

2006-09-27
S66 Uniform Combined State Law Examination

2002-09-03

Other Names

F Tucker Oakley

View on SEC IAPD