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Peter Ken Kong

Ubs Financial Services Inc.

Hartford, CT

New York, NY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2010-10-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2010-10-07

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

1000 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 05/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23
Other Names
  • Peter Kong
  • Peter K Kong

View on SEC IAPD

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