Lisa Fulco

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2021
  Tiaa
  Baltimore, MD
• 09/2013 → 12/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Baltimore, MD
• 01/2022 → 07/2024
  Morgan Stanley
  Baltimore, MD
• 07/2024 → Present
  Allworth Financial
  Bel Air, MD
• 07/2024 → Present
  Aw Securities
  Bel Air, MD

Previous Registrations

• 2022-01-14 → 2024-07-12
  Morgan Stanley
  Baltimore, MD
• 2013-11-04 → 2022-01-03
  Tiaa-Cref Individual & Institutional Services, Llc
  Baltimore, MD
  Jarrettsville, MD
  Charlottesville, VA
  Baltimore, MD
• 2010-11-12 → 2012-01-09
  Equitable Advisors, Llc
  Columbia, MD
• 2007-01-24 → 2010-11-01
  Msi Financial Services, Inc.
  Bel Air, MD
  Fairfax, VA
  Baltimore, MD
  Columbia, MD

Other Businesses

*476551- Tip Top Investments; Investment related -Yes; Jarrettsville, Maryland; Real Estate; Sole Proprietor/Owner, Partner(proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0; After business hours: 0; 2/2025 Ma and Pa Heritage Trail Board - Board Member - not investment related - no compensation - no hours during trading hours - Consultative organization to Harford County Government as they build and extend the Ma & Pa Heritage Trail under Parks and Recreation funding. I serve along with 7 other board members to collaborate and offer ideas to contribute to the project. Board is intended to disband as of 2028 when the project concludes. 7/225 - 1 Percent Lists MidAtlantic - I am the spouse of franchisee owner-- Tony Fulco is Real Estate Broker/Owner of 1 Percent Lists. I have check signing authority but am not in any way directly involved in the business. Real Estate brokerage firm to buy and sell properties for clients. No time spent on this during trading hours and no income received. not investment related. 2/2025 - Graham Equestrian Center - Nonprofit - Treasurer - not investment related - 1 hour per week outside of trading hours - no compensation - I am serving as Board member and Treasurer for a non-profit organization focused on public involvement around horseback riding. It is an advisory role that I do not have check signing authority or no cash handling of any kind. Role is to collaborate in building budgets, fund raising initiative, volunteering, educating youth and adults on horsemanship and communicating with other Board members routinely with a quarterly formal meeting.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-18
• S63 Uniform Securities Agent State Law Examination
  1997-08-28

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Lisa Ann Canova
• Lisa Ann Fulco
• Lisa A Fulco