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Michelle Lynn Backholm

Rbc Capital Markets, LLC

Rochester, MN

Rochester, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-17
TX RA APPROVED 2024-07-17
WI RA APPROVED 2024-07-17
  • MN RA
    APPROVED
    Since 2024-07-17
  • TX RA
    APPROVED
    Since 2024-07-17
  • WI RA
    APPROVED
    Since 2024-07-17

Branch Locations

Rochester, MN • United States

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Rochester MN 10/2009 09/2017
Morgan Stanley Rochester MN 09/2017 07/2024
Rbc Capital Markets, Llc Rochester MN 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-02
S66 Uniform Combined State Law Examination 2003-07-31
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S65 Uniform Investment Adviser Law Examination
    2020-11-02
  • S66 Uniform Combined State Law Examination
    2003-07-31
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Other Names
  • Michelle Lynn Farrell

View on SEC IAPD

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