David D Tofel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Erie, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Erie, PA

Other Businesses

Real Estate Ownership; Commercial; 1704 West 26th StreetErie, PA 16508, ,; ; . Business Ownership; Archstone Management Group; Owner; Manage Ameriprise Business; 1704 W. 26th Street, , Erie, PA, 16508-1234; Investment-Related; 01/01/2027; 60 hours per month; 60 during trading hours. Outside Employment; Fairview School District; 8th Grade Head Boys Basketball Coach - Coach 8th grade boys from November 18th until February 15th; sports coach; 7466 McCray Road, , Fairview, PA, 16415; Not Investment-Related; 11/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Archstone Management Group; Owner; Manage advisory business; 1704 W. 26th Street, , Erie, PA, 16508-1234; Investment-Related; 01/01/2027; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-31
• S63 Uniform Securities Agent State Law Examination
  1996-02-23

Designations

• Certified Financial Planner

Other Names

• Dave Tofel
• David Daniel Tofel
• David Daniel Tofel