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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2006 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 05/2008 | 03/2019 |
| Woodbury Financial Services, Inc. | Honolulu | HI | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Honolulu | HI | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Honolulu | HI | 01/2024 | Present |
INSURANCE AGENT POSITION: producer NATURE: Health Insurance, Life Insurance, Fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2004 ADDRESS: 91-1014 Leokolo St., APT 1206C, Kapolei, HI, 96707 DESCRIPTION: Medicare insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-01 |
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