Robert Francis Carrigg

Current Employers

Employment History

• 06/1998 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portsmouth, NH
• 12/2009 → 03/2019
  Bank Of America, N.A.
  Portsmouth, NH
• 03/2019 → 05/2022
  Raymond James Financial Servives, Inc.
  Portsmouuth, NH
• 03/2019 → Present
  Steward Partners Global Advisory, Llc
  Portsmouth, NH
• 03/2019 → Present
  Steward Partners Investment Advisory, Llc
  Portsmouth, NH
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Portsmouth, NH

Previous Registrations

• 1999-02-10 → 2019-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portsmouth, NH
  Portsmouth, NH

Other Businesses

(1)Name of Business: Carrigg Wealth Advisors Address: 155 Fleet Street Suite 209, Portsmouth, NH, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/02/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: New Hampshire Public Radio Address: 2 Pillsbury St 6th FL, Concord , NH, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We advise on the management of the portfolio. I have no access to their accounts nor can I act in a fiduciary manner for their accounts (3)Name of Business: Steward Partners Global Advisory Address: 155 Fleet Street Suite 209, Portsmouth, NH, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install insurance products listed (4) Name of Business: Steward Partners Investment Advisory LLC Address: 155 Fleet Street Suite 209, Portsmouth, NH, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide advisory services for clients. (5) ASCEND II LP; LIMITED PARTNERSHIP; DENVER, CO; LIMITED PARTNER; PASSIVE INVESTOR; 2022-11; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-31
• S63 Uniform Securities Agent State Law Examination
  1995-08-23

Designations

Other Names

• Rob Carrigg