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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-18 |
| TX | RA | APPROVED | 2022-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/1999 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/1999 | Present |
| Self-Employed | Waxhaw | NC | 01/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 12/2021 | Present |
NAME OF BUSINESS: MARVIN COMMUNITY DEVELOPMENT SERVICES CORPORATION INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: COMMUNITY DEVELOPMENT NON-PROFIT POSITION: BOARD MEMBER-TREASURER START DATE: 12/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RECORDKEEPING FUNDS RECEIVED AND SPENT BY NON-PROFIT NAME OF BUSINESS: ALPHA COMMUNITIES FOUNDATION, INC. INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER VICE CHAIR START DATE: 09/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEETING FACILITATION, COMMITTEE LEADERSHIP NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WAXHAW, NC NATURE OF BUSINESS: TAX PREPARATION POSITION: TAX PREPARER START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 7 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FILE TAX RETURNS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-10 |
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