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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2209 Forest Hills Dr. Suite 20, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Harrisburg PA 08/2015 08/2019
Nylife Securities Llc Harrisburg PA 08/2015 08/2019
Mutual Of Omaha Investor Services Harrisburg PA 08/2019 11/2019
Mutual Of Omaha Insurance Company Harrisburg PA 08/2019 11/2019
Penn Mutual Life Insurance Company Horsham PA 11/2019 04/2020
Hornor Townsend & Kent Llc Horsham PA 11/2019 04/2020
Equity Services, Inc Montpelier VT 04/2020 04/2022
National Life Group Media PA 03/2020 04/2022
The Prudential Insurance Company Of America Harrisburg PA 04/2022 Present
Pruco Securities, Llc Harrisburg PA 04/2022 11/2024
Lpl Enterprise, Llc Harrisburg PA 11/2024 Present
  • 08/2015 → 08/2019
    New York Life Insurance Company
    Harrisburg, PA
  • 08/2015 → 08/2019
    Nylife Securities Llc
    Harrisburg, PA
  • 08/2019 → 11/2019
    Mutual Of Omaha Investor Services
    Harrisburg, PA
  • 08/2019 → 11/2019
    Mutual Of Omaha Insurance Company
    Harrisburg, PA
  • 11/2019 → 04/2020
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 11/2019 → 04/2020
    Horsham, PA
  • 04/2020 → 04/2022
    Montpelier, VT
  • 03/2020 → 04/2022
    National Life Group
    Media, PA
  • 04/2022 → Present
    The Prudential Insurance Company Of America
    Harrisburg, PA
  • 04/2022 → 11/2024
    Harrisburg, PA
  • 11/2024 → Present
    Harrisburg, PA
Previous Registrations
Other Businesses

1) 11/06/2024 - Forest Hills Financial Group - This is my DBA outside office for Prudential and now LPL - DBA for LPL Business (entity for LPL business) - Inv Related - At Harrisburg PA - Start Date 01/02/2024 - 40hrs/mth - 40hrs/mth During Trading 2) 11/05/2024 - National Life Group - Receive trail commission from non-variable life products - Inv Related - At Harrisburg PA - Start Date 02/01/2022 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-13
S63 Uniform Securities Agent State Law Examination 1995-07-28
  • S66 Uniform Combined State Law Examination
    2009-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-07-28
Other Names
  • Daniel Alan Fahringer

View on SEC IAPD

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