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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

500 S. Australian Ave Suite 600, West Palm Beach, FL 33401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. W Palm Beach FL 10/1994 03/2017
Mml Investors Services, Llc West Palm Beach FL 03/2017 Present
Massmutual Life Insurance Co West Palm Beach FL 07/2016 Present
  • 10/1994 → 03/2017
    Metlife Securities Inc.
    W Palm Beach, FL
  • 03/2017 → Present
    West Palm Beach, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    West Palm Beach, FL
Previous Registrations
  • 1995-10-19 → 2017-03-25
    Msi Financial Services, Inc.
    West Palm Beach, FL
    W Palm Beach, FL
Other Businesses

Name: Tom Walsh Inv Rel: Y Add: Residential Address Nature: Outside Insurance Business Position: Representative Start date: 4/27/2022 No hrs/mo: 1 No hrs/mo dur sec trading: 0 Describe duties: Sales and Service of Life, Fixed Annuities, Disability, Long-term care, & Health.

View on SEC IAPD

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