Eric David Swanson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 07/2021
  Lyft
  Parker, CO
• 12/2016 → 07/2021
  Uber
  Parker, CO
• 09/2017 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 03/2017 → 08/2017
  Key Bank
  Parker, CO
• 01/2015 → 10/2016
  Unemployed
  Denver & Parker, CO
• 06/2021 → 12/2023
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO

Previous Registrations

• 2021-08-17 → 2023-12-26
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2008-05-01 → 2015-01-21
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO

Other Businesses

Dancing Kids NPO|Investment Related:No|4854 S Tibet St;Aurora;CO;80015;USA|Nonprofit Charitable Organizations|Server|2024-07-25|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|This organization provides opportunities to sign up for sporting events and concerts where you would serve food and beverages to patrons. All the funds goes towards your child's dance expenses and tuition.

Exams

• S66 Uniform Combined State Law Examination
  2021-08-14
• S63 Uniform Securities Agent State Law Examination
  2018-03-06
• S65 Uniform Investment Adviser Law Examination
  2011-06-01

Designations

• Certified Financial Planner