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Marshall Fields Campbell

Northwestern Mutual Investment Services, LLC

Atlanta, GA

CRD 2630141

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-07-14
  • GA RA
    APPROVED
    Since 2008-07-14

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Ins. Co Milwaukee WI 02/1995 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 06/1995 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 02/1995 → Present
    The Northwestern Mutual Life Ins. Co
    Milwaukee, WI
  • 06/1995 → Present
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2006-05-30 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, LIFE COACH/SPEAKER, 1301 MARIETTA COUNTRY CLUB DRIVE, KENNESAW, , GEORGIA, 30152, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/18/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEADERSHIP SPEAKING IN CORPORATE/BUSINESS SETTINGS 3. RIPLEY FARM LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. AUTHOR, THE DEBRIEF: HOW ELITE TEAMS BUILD TRUST, NAVIGATE CHANGE, AND ACHIEVE EXCELLENCE, 1301 MARIETTA COUNTRY CLUB DRIVE, KENNESAW, , GEORGIA, 30152, UNITED STATES OF AMERICA, AUTHOR, START DATE: 8/11/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, AUTHOR OF BOOK; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
S63 Uniform Securities Agent State Law Examination 2003-06-04
  • S66 Uniform Combined State Law Examination
    2006-04-24
  • S63 Uniform Securities Agent State Law Examination
    2003-06-04
Other Names
  • Mike Campbell
  • Iii Marshall Fields Campbell

View on SEC IAPD

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