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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-21 |
| MN | RA | APPROVED | 2014-02-03 |
Branch Locations
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
681 East Lake Street, Wayzata, MN 55391 • United States
Chanhassen, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wayzata | MN | 09/2000 | Present |
WEALTH ENHANCEMENT/WAYZATA, MN/ANNUITY SALES CONTINUING EDUCATION TRAINING/1 HR. PER MONTH.SPEAKER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-14 |
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