John E. Rietz

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-08-30

AZ RA
APPROVED

Since 2021-08-30

Branch Locations

7880 East Broadway, Tucson, AZ 85710 • United States

4707 East Grant Road, Tucson, AZ 85712 • United States

5045 East Broadway Boulevard, Tucson, AZ 85711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	08/2015	08/2021
Bbva Securities Inc.	Tucson	AZ	08/2015	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	09/2015	08/2021
Bbva Wealth Solutions Inc.	Tucson	AZ	09/2015	08/2021
Pnc Investments	Tucson	AZ	08/2021	Present

08/2015 → 08/2021

Compass Bank

Birmingham, AL
08/2015 → 08/2021

Bbva Securities Inc.

Tucson, AZ
09/2015 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
09/2015 → 08/2021

Bbva Wealth Solutions Inc.

Tucson, AZ
08/2021 → Present

Pnc Investments

Tucson, AZ

Previous Registrations

2015-10-06 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Tucson, AZ
2013-05-31 → 2015-08-18

Wells Fargo Clearing Services, Llc

Tucson, AZ

Tucson, AZ

Tucson, AZ

Tucson, AZ
2010-10-15 → 2013-05-20

Pnc Managed Account Solutions, Inc.

Houston, TX
2010-04-15 → 2010-10-15

St Johns Wealth Management

Tucson, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-04
S63	Uniform Securities Agent State Law Examination	1995-08-02

S65 Uniform Investment Adviser Law Examination

2009-12-04
S63 Uniform Securities Agent State Law Examination

1995-08-02

Other Names

John Edwin Rietz

View on SEC IAPD