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Stephen George Sykes

Janney Montgomery Scott LLC

Boston, MA

Pittsfield, MA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-09-25
TX RA APPROVED 2023-09-06
  • MA RA
    APPROVED
    Since 2023-09-25
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

60 State Street Suite 1350, Boston, MA 02109-1803 • United States

75 S Church Street Suite 350, Pittsfield, MA 01201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henry V. Rabouin Inc. Hancock MA 12/2009 12/2018
Raymond James & Associates, Inc Pittsfield MA 05/2009 09/2023
Janney Montgomery Scott Llc Pittsfield MA 09/2023 10/2024
Janney Montgomery Scott Llc Pittsfield MA 10/2024 01/2026
Janney Montgomery Scott Llc Pittsfield MA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-11
S63 Uniform Securities Agent State Law Examination 1995-08-04
  • S65 Uniform Investment Adviser Law Examination
    2023-09-11
  • S63 Uniform Securities Agent State Law Examination
    1995-08-04
Other Names
  • Stephen George Sykes
  • Stephen George Syres

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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