Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-17
NH RA APPROVED 2022-07-07
TX RA APPROVED_RES 2022-07-05
  • FL RA
    APPROVED
    Since 2023-01-17
  • NH RA
    APPROVED
    Since 2022-07-07
  • TX RA
    APPROVED_RES
    Since 2022-07-05

Branch Locations

5 Bedford Farms Drive Suite 100, Bedford, NH 03110 • United States

West Palm Beach , FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Manchester NH 05/2008 06/2022
Wells Fargo Advisors Financial Network, Llc Manchester NH 06/2022 Present
Previous Registrations
Other Businesses

UNION HALL COMPANY, INV RELATED, EXETER, NH, 100% OWNERSHIP, START 1/1/2009, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. JAM ENTERPRISES INC., INV RELATED, EXETER, NH, 100% OWNERSHIP, START 1/1/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. LITTLETON 47-51 LLC, INV RELATED, EXETER, NH, 100% OWNERSHIP, START 12/22/2005, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS COMMERCIAL REAL ESTATE. COMMERCIAL RENTAL PROPERTY, INV RELATED, LITTLETON, NH, 100% OWNERSHIP, START 1/1/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. COMMERCIAL RENTAL PROPERTY, INV RELATED, LITTLETON, NH, 100% OWNERSHIP, START 7/26/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. COMMERCIAL RENTAL PROPERTY, INV RELATED, LITTLETON, NH, 100% OWNERSHIP, START 1/1/2006, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. SILVER STONE INVESTMENT MANAGEMENT LLC, INV RELATED, MANCHESTER, NH, 72% OWNERSHIP, START 6/30/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. 25 HARRINGTON BLOCK LLC, INV RELATED, LITTLETON, NH, 100% OWNERSHIP, START 8/21/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, COMMERCIAL REAL ESTATE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-26
S63 Uniform Securities Agent State Law Examination 1995-07-13
  • S65 Uniform Investment Adviser Law Examination
    1995-07-26
  • S63 Uniform Securities Agent State Law Examination
    1995-07-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bedford, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor