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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | Woodbury | MN | 02/2007 | 01/2024 |
| Osaic Wealth, Inc. | Meriden | KS | 01/2024 | Present |
1) FIXED INSURANCE; INV REL; 3641 SW PLASS AV TOPEKA, KS 66611; SELLING TRADITIONAL LINE OF INS LIFE AND HEALTH; OWNER; 6/1/1995; 16HR/MO; 16HR/MO; OWNER. 2) USD 340 POSITION: Teacher NATURE: I teach Social Studies and Business classes at Jefferson West USD 340 High School. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/20/2014 ADDRESS: 609 Condray, Meriden KS 66512 DESCRIPTION: Teach students Social Studies, economics, and business classes. 3) DARIN LAWHORN POSITION: owner NATURE: I own a duplex, I rent out both sides INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 10116 Fairway Dr Meriden KS 66512 DESCRIPTION: Maintain property 4) DARIN LAWHORN POSITION: agent NATURE: Traditional life and health insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1995 ADDRESS: 6556 Grace Edmond Dr, Meriden KS 66512 DESCRIPTION: Agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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