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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-01-09 |
| TX | RA | APPROVED_RES | 2019-01-18 |
| CA | RA | APPROVED | 2014-04-16 |
Branch Locations
3554 Round Barn Blvd Suite 200, Santa Rosa, CA 95403 • United States
875 Harmon Stream Blvd Suite 200, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bozeman | UT | 04/2014 | Present |
1. Brandy Ranch Waterfowl Hunting Club; 14561 North Butte Road, Live Oak, CA 95953; Hunting ranch; Owns 1 share; 04/20/2020; 12 Hours per Year; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-22 |
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