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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Torrington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Rye Brook | NY | 09/2011 | Present |
| Park Avenue Securities | Rye Brook | NY | 09/2011 | Present |
| Guardian Life Insurance Company | Torrington | CT | 06/2024 | Present |
| Park Avenue Securities | Torrington | CT | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-12 |
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